Founded in 1982, THB Asset Management manages niche equity strategies and employs a flexible, innovative approach to investing. We understand the markets in which we invest and how to translate raw data into opportunities others may overlook. Our team has successfully analyzed, traded and invested in the smallest and most inefficient companies for decades, elevating our collective intelligence in the space and continually enhancing our processes. Our investment ideas emerge from the inherent inefficiencies of the markets in which we invest and our ability to quickly analyze them.

ESG Investment Policy Statement

Experience: Over 40 years of investing and trading in niche equity markets. Our accomplished team of investment professionals constantly strives to find what we believe are the best investment ideas to deliver results for our clients.

Advantage: With a time-tested investment process and alignment with our clients through our equity ownership and investments in the strategies we manage, we pride ourselves on our entrepreneurial culture and commitment to innovation and improvement.

Focus: We maintain a disciplined, market-tested investment philosophy and an active investment approach to create exposure to the U.S. micro -. small-, and mid-cap, and international and global small-cap asset classes.

Franchise Snapshot:

• U.S. micro-, small-, and mid-cap, and international and global small-cap expertise
• Systematic investment process that integrates robust environmental, social and governance (ESG) factors
• Diverse and seasoned eight-person investment team; senior professionals together since 2011
• Located in Norwalk, Connecticut