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An “Institutional Investor” means any:

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  • investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions);
  • person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million;
  • governmental entity or subdivision thereof;
  • employee benefit plan, or multiple employee benefit plans offered to employees of the same employer, that meet the requirements of Section 403(b) or Section 457 of the Internal Revenue Code and in the aggregate have at least 100 participants, but does not include any participant of such plans;
  • qualified plan, as defined in Section 3(a)(12)(C) of the Exchange Act, or multiple qualified plans offered to employees of the same employer, that in the aggregate have at least 100 participants, but does not include any participant of such plans;
  • FINRA member or registered person of such a member; or
  • person acting solely on behalf of any such institutional investor.

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Are FAANGs losing their bite? Rethink your equities allocation

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News

Victory Capital to Move Headquarters to San Antonio, Texas

January 10, 2019

CLEVELANDJan. 10, 2019 (GLOBE NEWSWIRE) -- Victory Capital (NASDAQ: VCTR) today announced that it will move its corporate headquarters from Cleveland, Ohio, to San Antonio, Texas.
Read here
HP Insights High Dividend Road
 

Insights

Take the high (dividend) road

April 1, 2019

The bull market recently celebrated its 10-year anniversary, but now pundits are bracing for slowing global growth and periods of heightened volatility. Where should investors turn? We believe a volatility weighted approach to high-dividend stocks is part of the solution.

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CapitalGains
 

Featured

2018 Final Capital Gains

December 20, 2018

Visit the Mutual Funds Documents page for 2018 Final Capital Gains and other fund documents
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